On November 17, 2021, Albert Lewis DeGaetano (Albert L DeGaetano) was fined $7,500.00 and suspended for six months (12/6/2021 - 6/5/2022) by the Financial Industry Regulatory Authority (FINRA). Without admitting or denying FINRA’s findings, Albert L DeGaetano consented to the sanctions and to the entry of findings that he allegedly executed securities transactions in client […]