The following summation of information from FINRA's Website under "Disciplinary and Other Actions, January, 2015," was obtained by the Florida-based Soreide Law Group (888) 760-6552 . Alfred Pierrepont Reeves III (CRD #372836, Hallandale, Florida) was barred by FINRA and ordered to pay $28,704.93, plus prejudgment interest, in restitution to his former employer. The NAC affirmed […]

On July 19, 2013, two South Florida brokers were barred by the Financial Industry Regulatory Agency (FINRA). In an article from the Sun Sentinel, Donna Gehrke-White writes that they were both accused of mishandling money. However, one case is on appeal and the sanctions don't take effect, pending the appeal. Alan Jay Davidofsky, Delray Beach, […]