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January 6, 2026
Allan Rosen Faced Cetera Advisor Networks Investor Complaint About Excessive Transactions

Investors apparently complained about securities broker Allan Eugene Rosen [CRD: 1146570, Wailuku, Hawaii], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Rosen worked for Cetera Wealth Services LLC beginning December 5, 2007, and later for Cetera Investment Advisers LLC beginning June 29, 2023, after previously working for Cetera Advisor […]

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