Latest Securities Lawyer News

Investors have come forward with complaints about securities broker Robert Thomas Crothers (CRD: 1648677, Holbrook, New York). Notably, the securities broker, who worked for American Portfolios Financial Services Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, American Portfolios Financial Services Inc. clients allege that Crothers gave unsuitable advice, acted unethically, breached […]

Securities Broker Jeff Salazar Sanctioned, Involved In American Portfolios Client Disputes Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Joffre Salazar “Jeff Salazar” (CRD#: 2185914, Staten Island, New York). The broker discloses information about a client dispute and regulatory enforcement action on BrokerCheck. Evidently, Salazar was a […]

Securities America Client Brings Lawsuit Over Jaime Westenbarger's Purported Negligence Investor Alert! Clients of securities broker Jaime Michael Westenbarger (CRD#: 4625703, Grand Rapids, Michigan) have sued because of Westenbarger’s sales practices. Notably, Financial Industry Regulatory Authority (FINRA) shows that a whopping 8 investors brought disputes about the securities broker, who worked for firms including First […]

Did Jeremy Monte Cause You Losses? Former American Portfolios Financial Services securities broker Jeremy Monte (CRD#: 4601512, Fairport, New York) allegedly sold unsuitable investments to investors. Apparently, the Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that at least five clients of his filed disputes about his sales practices. Here’s more on the allegations against […]