Michael Fisher (CRD 4056114) faces a pending customer claim alleging unsuitable trading in discretionary accounts, according to his BrokerCheck report. Claimants filed the claim on September 12, 2026, under docket number 26-01997, while Fisher was registered with Ameriprise Financial, and they seek compensatory damages of between $500,000 and $1,000,000.
Investors who were sold private credit funds by FINRA-registered broker-dealers may have sustained significant losses as redemption restrictions, declining net asset values (NAV), and liquidity problems continue to surface across several major products. Broker-dealers including LPL Financial, Ameriprise Financial, Osaic, and Cetera Financial Group have been among the distribution channels for these products. These funds […]
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