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June 4, 2018
Four Brokers Barred By FINRA

The following four registered representatives were barred from acting as a broker or otherwise associating with a broker-dealer firm by FINRA in May of 2018 for allegedly failing to cooperate with FINRA investigations: LEONA LYNN PARSONS (LEONA PARSONS) CRD#: 6164352  AMY ELIZABETH PESINA (AMY ELIZABETH O'CONNOR) CRD#: 6503149   DALLAS RICHARDSON YORK (DALLAS YORK) CRD#: […]

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