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March 11, 2021
Andre LaBarbera Accused Of Churning, Unsuitable Trades

Barred Broker Andre LaBarbera Accused Of Unsuitability, Churning The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck contains alarming information in regard to securities broker Andre Vincent LaBarbera (CRD#: 2072370, Dix Hills, New York). Specifically, the securities broker, who worked for securities firms including Newport Coast Securities, IFS Securities and Titus Rockefeller, is involved in at least […]

July 30, 2014
FINRA Files Churning Charges Against Five Brokers Formerly With Newport Coast Securities Inc

On July 25th., 2014, the Financial Industry Regulatory Authority (FINRA) charged five brokers formerly with New York based, Newport Coast Securities Inc. According to FINRA's charges, allegedly the brokers, Andre LaBarbera, David Levy, Antonio Costanzo, Douglas Leone, and Donald Bartelt churned 24 customers accounts from September, 2008 through May, 2013. Allegedly the five brokers used […]

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