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March 5, 2025
UBS and ANDREW D BURISH

In a recent article from InvestmentNews, Bruce Kelly writes that a three-person FINRA arbitration panel awarded $92.2 million in damages to a group of nine investors in a high-risk trading strategy linked to a financial advisor shorting shares of Tesla Inc. The panel found UBS Financial Services liable for $69.1 million, or 75 percent the […]

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