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October 6, 2016
JEROME S. KRAUSE, Formerly with FIRST HEARTLAND CAPITAL, Ordered to Pay $600,000 to Elderly Couple

JEROME S. KRAUSE (CRD# 1582647) Alternate Name: JERRY KRAUSE, formerly with First Heartland Capital Inc., must pay $600,000 in damages to an elderly couple after he allegedly took money from them, according to the Financial Industry Regulatory Authority Inc. (FINRA). FINRA stated that Jerome S. Krause’s clients, both in their 80s, claimed Krause used his […]

September 8, 2014
Pennsylvania Financial Advisor Accused of $120K Theft from Elderly Client

Frank C. Stewart, 48, of Ramey, Pennsylvania is facing charges of two counts of forgery, theft by unlawful taking, and theft by deception. He’s is accused of stealing $120,000 from an elderly client. Stewart is currently free on $25,000 unsecured bail. Allegedly, Stewart, without authorization, withdrew $120,000 from his 74 year-old client's Sun Life Financial […]

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