Securities America Client Brings Lawsuit Over Jaime Westenbarger's Purported Negligence Investor Alert! Clients of securities broker Jaime Michael Westenbarger (CRD#: 4625703, Grand Rapids, Michigan) have sued because of Westenbarger’s sales practices. Notably, Financial Industry Regulatory Authority (FINRA) shows that a whopping 8 investors brought disputes about the securities broker, who worked for firms including First […]

Customers Contend Jaime Michael Westenbarger Sold Unsuitable Products Jaime Michael Westenbarger (CRD#: 4625703, Grand Rapids, Michigan) is a Securities America, Inc. registered representative who has disclosed on his Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report that customers have complained about his sales practices. The following customers have lodged customer-initiated investment-related disputes concerning, among other things, […]

Pruco Securities Dismisses Broker For Violating Annuity Regulations Gerald Ernest Vinella Junior (CRD#: 6260012, East Brunswick, New Jersey) is a prior registered representative of Pruco Securities, LLC. According to Vinella’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck profile, Vinella was employed as a Pruco Securities, LLC registered representative between November 1, 2013 and June 28, 2016, […]

Complaint Filed Against Park Avenue Securities For Poor Annuity Advice Myles Davis Thurston II (CRD#: 1810907, Maitland, Florida) has been a registered representative of Park Avenue Securities LLC since June 8, 2001. He disclosed on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that he is subject of a customer-initiated investment-related complaint dated November 20, 2017. Customer […]

Customer Files Suitability Complaint Against Summit Brokerage Soreide Law Group is investigating claims on behalf of customers who invested with David Charles Hill (CRD #818407, Port Orange, Florida). Hill was a registered representative of Summit Brokerage Services, Inc. who was discharged on November 16, 2017. Summit Brokerage Services alleged that Hill did not disclose the […]

Janney Montgomery Scott Sued For Unsuitable Trading for broker Barry Falk Barry Falk (CRD #870874, Palm Beach Gardens, Florida), who has been a registered representative of Janney Montgomery Scott LLC since December 19, 2002, disclosed on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that his activities have prompted customers to collectively bring a civil suit in […]