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January 20, 2016
Florida Broker Fined and Suspended by FINRA for Alleged Excessive Mark-Ups and Fraud

Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other Actions January 2016.” Anthony Arthur Grey (CRD #709788, Winter Park, Florida) was fined $30,000, suspended by FINRA for 18 months and required to disgorge $15,750, plus pre-judgment interest, to FINRA. The sanctions were sustained by the Securities and Exchange Commission […]

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