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June 11, 2024
Ariel Rivero Fined, Involved In Jeffries Client Dispute

Investors possibly experienced losses because of securities broker Ariel A. Rivero [CRD: 4236679, Coral Gables, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Ariel Rivero joined Insigneo Securities LLC on December 16, 2021, and Insigneo Advisory Services LLC on December 22, 2021. Previously, he worked for Leucadia Asset Management LLC from […]

January 24, 2023
Investors File Disputes About Ariel Rivero

Investors have come forward with complaints about securities broker Ariel Rivero (CRD:  4236679, Miami, FL). Evidently, the securities broker, who worked for Jefferies LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, one or more investors allege that Rivero or his member firm acted in breach of fiduciary duty, failed to supervise […]

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