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June 29, 2017
Former Miami Axa Advisors Broker, Leon E Dixon, Suspended by FINRA

Soreide Law Group, based in South Florida, obtained the following information from FINRA’s Disciplinary Report June 2017 on South Florida broker:  Leon Edward Dixon (LEON E DIXON) (CRD #723675, Miami, Florida) was assessed a deferred fine of $7,500 and suspended by FINRA for five months for allegedly participating in private securities transactions without notifying his […]

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