Clients Of Axiom Capital Management File Disputes About Securities Broker Jennifer Ling The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains recent disclosures regarding securities broker Jennifer Ling (CRD#: 3277203, New York, New York). Specifically, Ling, who worked for Axiom Capital Management between May 2015 and July 2017, faces investor disputes. Here's a closer look at […]

Soreide Law Group was recently contacted by a former client of MICHAEL PACKMAN (CRD#: 2518120), who purchased multiple GPB Captial investments while Packman was with AXIOM CAPITAL MANAGEMENT, INC. of Westbury, NY. We are investigating possible claims against MICHAEL PACKMAN and the sale of GPB.  Packman is no longer registered as a broker or financial […]

The Soreide Law Group, PLLC, (888) 760-6552, has obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” The information has been condensed. Vincent Au (CRD #2005219, Registered Principal, New York, New York) was fined $20,000, suspended from association with any FINRA member in any capacity for 30 days, and […]