Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against the firm: CAPITAL FINANCIAL SERVICES, INC. (Respondent) The Claimant is retired, in his 70s, and living in Maryland. The lawsuit alleges that the Claimant was looking for safe and secure retirement income and sought the advice of CAPITAL FINANCIAL broker, […]

Soreide Law Group has heard from many investors whose brokers over-concentrated their portfolios in high-risk oil and gas investments creating devastating losses to their conservative portfolios. The Bakken Income Fund filed for bankruptcy October 17, 2016 after raising $20.6 million from 309 investors according to a filing with the SEC in Feb. 2015.  They claimed […]