MSC Income Fund aims to generate income and capital appreciation by investing in small and mid-sized companies. However, a reported drop in the Net Asset Value (NAV) and the suspension of distributions have raised questions about the fund's financial stability, potentially exposing investors to substantial losses. Below, Soreide Law Group goes over some concerns for […]

Broker Galen Kopman Facing Disputes From Investors The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to Centaurus Financial securities broker Galen Kyle Kopman (CRD#: 3011906, Vancouver, Washington). Notably, FINRA BrokerCheck reports that three investors brought disputes about the securities broker. Here’s more on those disputes and what you could do if you […]

Bruce Kelly writes in a February 9th., 2012 article for InvestmentNews.com that securities regulators are taking a close and careful look at a fast-growing alternative investment known as a nontraded business development company. The InvestmentNews.com article states that the North American Securities Administrators Association is “gearing up to draft a statement of policy” on nontraded […]