Soreide Law Group is investigating possible investor claims against Wenru Liang (also known as Wenru Liang) (CRD: 5157279, Columbia, Maryland). Evidently, FINRA sanctioned the securities broker, who worked for Transamerica Financial Advisors Inc. Here is a brief summary of FINRA’s allegations against Liang. FINRA Sanctions Wenru Liang Particularly, on February 12, 2021, FINRA issued Case: […]

DAVID J. ESCARCEGA (CRD# 4367584) was barred by FINRA recently for selling risky debt to his elderly clients. FINRA also fined Escarcea $52,270 which was the amount he made in commissions he charged his elderly clients, as much as 5% on the sales. Escarcega has been registered with the securities industry for fourteen years. According […]

There are large sums of money involved with life insurance and the industry needs to protect against people setting up fraudulent policies and transactions. There are three  concepts that must be understood as they relate to a senior life settlement. They are; Insurable Interest,  Rescission, and Contestability,. Insurable Interest and Life Settlements “Insurable interest” is deals with the legal legitimacy […]