Berthel Fisher Clients Allege Unsuitability, Misrepresentation By Securities Broker Steve Cummings Soreide Law Group is reviewing potential investor claims to bring against Berthel Fisher Company Financial Services and securities broker Steve Jeffrey Cummings (CRD#: 2274017, Fort Deposit, Alabama). Evidently, four clients filed disputes about Cummings alleging sales practice violations on alternative investments. Read on to […]

Investor Disputes About Bill Sines Allege Unsuitable Transactions At SII Investments, Berthel Fisher Soreide Law Group is investigating whether to bring potential investor disputes against securities broker William Charles Sines (Bill Sines) (CRD#: 2190586, Seminole, Florida). Evidently, Sines worked for securities firms, including SII Investments (1997 to 2015), Kalos Capital (2015 to 2018), and Berthel […]

Securities Broker Gerald Repasz Accused Of Unsuitable Investment Transactions Soreide Law Group is reviewing possible investor claims concerning securities broker Gerald Lee Repasz (CRD#: 1273452, East Peoria, Illinois). Evidently, the securities broker worked for Ausdal Financial Partners from 2013 to 2020. He previously worked at Berthel Fisher and Company Financial Services, and SII Investments too. […]

Securities Broker Jon Pyne Involved In Seven Investor Disputes Soreide Law Group has come across important information in regard to Jonathan Todd Pyne (CRD#: 2580510, Minneapolis, Minnesota). Notably, the Financial Industry Regulatory Authority (“FINRA”) indicates that Pyne, who is a securities broker and financial advisor with Berthel Fisher and BFC Planning, is involved in seven […]

Broker Mason Gann Targeted In Berthel Fisher Investor Disputes There is troubling information that you should know about it concerning Berthel Fisher securities broker Mason Wayne Gann (CRD#: 4030936, Dallas, Texas). Notably, the securities broker faces client disputes, regulatory sanctions and more. It seems that Gann potentially sold unsuitable and misrepresented investments. Here’s a closer […]

Berthel Fisher Clients Indicate That Broker Farrukh Kazmi Sold Bad Alternative Investments The investment loss recovery team at Soreide Law Group provides you with this Investor Alert regarding Farrukh Shazad Kazmi (CRD#: 2855915, Moorestown, New Jersey). Evidently, this securities broker joined Berthel Fisher & Company (“Berthel Fisher”) in January 2010. Notably, FINRA BrokerCheck shows that […]

Broker John Carroll Involved In Berthel Fisher Investors' Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling accusations by investors against securities broker John W. Carroll (CRD#: 41769, Maumee, Ohio). Most importantly, four investors brought disputes about the securities broker, who worked for Berthel Fisher from 2005 to 2018 before the firm disaffiliated with him […]

IFG, Berthel Clients File Disputes About Shawn Davis' Alternative Investment Sales Soreide Law Group is looking into potential investor disputes against securities broker Shawn Bruce Davis [CRD#: 2911230, Auburn, California]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 10 clients took issue with the broker, who worked for Independent Financial Group, Berthel […]