Soreide Law Group comes to you with important information regarding William Forrest Winchester AKA Bill Woods [CRD #: 4404327, Chattanooga, TN]. Woods worked for (1) Cadaret, Grant, & Co from 2020-2021; (2) Raymond James Financial Services from 2012-2020; and (3) LPL Financial LLC from 2007-2012. Evidently, the securities broker discloses one or more investor disputes […]

Tennessee Securities Division Sanctions Raymond James' Bill Woods Financial Industry Regulatory Authority (FINRA) BrokerCheck contains three disclosures regarding securities broker William Forrest Winchester III (Bill Woods) (CRD#: 4404327, Chattanooga, Tennessee). Notably, Tennessee Securities Division reportedly sanctioned Woods for allegedly failing to disclose loans with Raymond James clients. It appears that Raymond James terminated Woods as […]