Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Matthew Bradley Mitchell (also known as Matthew Mitchell) [CRD: 4854608, Tulsa, Oklahoma]. Mitchell previously worked for BOK Financial Securities Inc. from August 2008 to January 2023 before joining Aegis Capital Corp. in January 2023. Recent disclosures raise concerns about Mitchell’s professional conduct, including allegations […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Gihan Anil Fernando (also known as Raphael Fernando) [CRD: 4469669, Houston, Texas]. Gihan Fernando worked for BOK Financial Securities, Inc. from March 7, 2003, to November 8, 2023, in Bellaire, Texas. He is currently registered with Cetera Investment Services LLC and Cetera Investment Advisers […]

Investors possibly experienced losses due to securities broker Gihan Anil Fernando (also known as Gihan Raphael Fernando) [CRD: 4469669, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gihan Fernando worked for BOK Financial Advisors and BOK Financial Securities Inc. from March 7, 2003, to November 8, 2023. He joined Cetera […]