Investors might have sustained losses due to securities broker Bertram Courtney Johnson II [CRD: 6816674, Bloomfield Hills, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Johnson worked for Merrill Lynch from September 18, 2024, to April 1, 2026, and previously worked for Hantz Financial Services Inc. from September 27, […]

McMillan v. Newbridge Securities, FINRA ID #12-01880 (Boca Raton, FL, 6/24/2013) - Two clients recover $983,200, including damages and interest, against a broker who allegedly stole funds from numerous accounts. THE FOLLOWING IS FROM FINRA'S WEBSITE: CASE SUMMARY Claimants asserted the following causes of action: breach of fiduciary duty; negligence; negligent supervision; violation of Article […]