ROBERT LAWSON Barred by SEC and FINRA The SEC barred Lawson Financial Corporation (“LFC”) founder and CEO Robert Lawson (CRD#: 501167, Phoenix, Arizona) for committing fraud. Evidently, on April 5, 2017, SEC issued an Order instructing Lawson – who worked for the securities firm from 1984 to 2017 – to pay nearly $100,000 in fines […]

Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other Actions January 2016.” Anthony Arthur Grey (CRD #709788, Winter Park, Florida) was fined $30,000, suspended by FINRA for 18 months and required to disgorge $15,750, plus pre-judgment interest, to FINRA. The sanctions were sustained by the Securities and Exchange Commission […]

Soreide Law Group, a Securities Arbitration Lawfirm, (888) 760-6552, has obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Robert Brian Kay (CRD #1133657, Registered Principal, Las Vegas, Nevada) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Kay consented to […]