DA Davidson Allegedly Recommends Bad Investments Investors are filing disputes against securities broker DA Davidson Co. securities broker Gregory Roy Tucker (CRD#: 501274, Des Moines, Iowa). Notably, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Tucker shows that at least 8 clients disputed his sales practices since 2016. These investors suggest that Tucker provided […]

Brokers, Advisors Could Have Made Bad Recommendations About FS KKR Capital Corp II (NYSE: FSKR) Soreide Law Group is reviewing potential investor claims of unsuitable sales and misrepresentations by financial advisors relating to FS KKR Capital Corp II (NYSE: FSKR). Here's what you need to know. Who Is FS KKR Capital Corp II? Evidently, FS […]

The Governor of Puerto Rico, Alejandro Garcia Padilla, is warning that Puerto Rico won't be able to pay its $72 billion public debt. There have been international economists who recently released a critical report on the Puerto Rican economy. Puerto Rican bonds were very popular with investors because they were tax-free, but hedge funds and […]

Soreide Law Group has been contacted by several bond investors in Harrah's, now known as Caesars Entertainment Corporation. Many of these investors, who lost their entire investment, purchased these bonds through Aegis Capital Corporation. Aegis has been in business since 1984 and is located in New York City. Caesars Entertainment changed its name from Harrah's […]

The Peabody Retirement Community filed a voluntary Chapter 11 restructuring case on June 24, 2013, in the U.S. Bankruptcy Court for the Southern District of Indiana. This restructuring could possibly result in a default which would then cause bonds, originally issued in August 2002, to lose their value. Some of these bonds were recommended and […]

According to a recent article in InvestmentNews.com, these are the top-10 muni funds with the highest percentage of unrated bonds: Invesco High Income Municipal A: 64.3% Invesco Van Kampen High Yld Municipal A: 61.3% Nuveen High Yield Municipal Bond A: 46.9% Waddell & Reed Muni Hi-Inc A: 44.9% Oppenheimer Rochester National Muni A: 43.0% Pioneer […]