George Wayne Hoffman (CRD #5068220, Parkville, Maryland) was barred by FINRA for allegedly converting $17,000 from an elderly client for his own benefit, without the client’s knowledge or authorization. FINRA's findings stated that Hoffman used falsified letters of authorization (LOAs) to cause his firm to transfer money from the client’s account at the firm to […]

Soreide Law Group, PLLC, a Securities Arbitration Law Firm, phone (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, April, 2013.” William Howard Buckley (CRD #3074452, Registered Representative, Punta Gorda, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Buckley […]