FINRA BrokerCheck shows that PFS Investments Inc. clients disputed the sales practices of Jeremiah Roman [CRD: 6321876, Coral Springs, Florida]. Evidently, Roman worked for PFS Investments Inc. from June 27, 2014, to October 27, 2021. Below, investors can find more information about the disclosures concerning Jeremiah Roman's conduct. PFS Investments Inc. Client Alleged Breach Of […]

Soreide Law Group is looking into potential claims on behalf of investors who may have endured financial losses due to Christopher Booth Kennedy [CRD: 4498061, Woodland Hills, California]. Evidently, Kennedy worked for Western International Securities Inc. from December 2, 2019, to September 27, 2021. Investors can review the following disclosures about Kennedy’s conduct in the […]

Securities lawyers at Soreide Law Group are looking into potential investor claims on behalf of those who potentially incurred losses from Alan M. Mason [CRD: 1302190, New York, New York]. Mason's affiliations include Bradley Woods Co. Ltd. since March 13, 2023, and prior associations with Westpark Capital Inc., among other firms. Investors who have interacted […]

FIINRA BrokerCheck shows that investors filed disputes about securities broker Chuck Roberts [CRD: 2064602, Miami Beach, Florida]. Soreide Law Group is investigating claims by individuals who incurred financial setbacks due to his conduct. Evidently, Roberts joined Stifel Nicolaus Company Incorporated on March 1, 2016, after his employment with Morgan Stanley. Clients who invested through Roberts […]

Securities broker Eric Gustav Kuchherzki [CRD: 2529623, Burlingame, California] has been a topic of investor concern since his affiliation with Centaurus Financial Inc. beginning July 18, 2018. Namely, he has been implicated in several client disputes, primarily over accusations of recommending unsuitable investment options. This overview provides some insights into the disclosures related to Eric […]

Soreide Law Group is currently reviewing potential claims for investors who might have experienced financial losses due to the actions of Rene Javier Castro [CRD: 2559410]. Evidently, she joined Great Point Capital LLC in Chicago, Illinois, on November 14, 2019. Previously, Rene Castro was linked with Center Street Securities Inc. in Upland, California, along with […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors have filed suitability disputes about securities broker Michael Howard Rosenmayer [CRD: 2352488, Los Angeles, California]. Evidently, he joined Oppenheimer Co. Inc. on June 14, 2007. Below, investors can learn more about these disclosures about the securities broker. Michael Rosenmayer Disclosed Breach Of Contract Allegations By Oppenheimer […]

FINRA BrokerCheck shows that investors have potentially suffered losses due to Eric Brian Kleiner [CRD#: 4135180, New York, NY]. Since September 9, 2016, Kleiner has been affiliated with Morgan Stanley. However, his professional history also includes positions at Wells Fargo Advisors LLC and Wachovia Securities LLC. This article highlights some of the investor disputes disclosed […]

Soreide Law Group is examining potential claims for individuals who encountered financial setbacks due to the actions of securities broker Peter Lawrence [CRD#: 2695687, Hauppauge, New York]. Lawrence was employed with American Portfolios Financial Services Inc. in Hauppauge, NY from January 8, 2019, to November 21, 2023, after his employment with Questar Capital Corporation in […]