Investors File Lawsuits Over Suitability Of Matthew Siliato's Securities Transactions The investment loss recovery team at Soreide Law Group brings you this investor update in regard to securities broker Matthew Angelo Siliato (CRD#: 5062153, Bronx, New York). Notably, of major concern to investors should be the 14 disclosures on Siliato’s record which involve adverse information […]

Numerous DH Hill Clients Allege Bad Advice In Disputes About Charles Stevens The Financial Industry Regulatory Authority (“FINRA”) charged Charles Thomas Stevens (CRD#: 1698058, St. Augustine, Florida) with violating FINRA rules. Not only that, but the securities broker, who worked for DH Hill Securities from 2006 to 2020, is involved in five investor disputes. These […]

Breach Of Fiduciary Duty Alleged In Dispute About William Randall Soreide Law Group is examining possible investor lawsuits against securities broker William Perry Randall (CRD#: 1392233, Rockford Illinois). The Financial Industry Regulatory Authority (“FINRA”) reports that at least two investors disputed Randall’s sales practices. These disputes raise allegations of breach of fiduciary duty and suitability. […]

Broker John Orlando Allegedly Churned Investor Accounts And Recommended Unsuitable Securities Investor Alert! Soreide Law Group recently came across the FINRA BrokerCheck profile of securities broker John Anthony Orlando (CRD#: 2002197, Lighthouse Point, Florida) which shows that five investors disputed his sales practices. Evidently, the securities broker worked for Sterne Agee Financial Services (2009 – […]

Broker Andy Scheirer Focus Of Disputes About Alternative Investments The investment loss recovery team at Soreide Law Group provides you with this Investor Alert update regarding securities broker Andrew Raymond Scheirer II who also goes by the name Andy Haas (CRD#: 4256666, Lake Mary, Florida). Evidently, five investors filed disputes to challenge the sales practices […]

Broker Chun Zhu Involved In Investor Dispute Alleging Breach Of Fiduciary Duty The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Chun Mei Zhu who also goes by the name Ida Mei Zhu (CRD#: 4863613, Bellevue Washington). Evidently, In May 2020, Zhu became a securities broker and financial advisor for […]

Windsor Street Securities Broker John Riccardi Ordered To Pay Investor For Losses FINRA reports troubling information in regard to Windsor Street securities broker John F. Riccardi Jr. (CRD#: 4771185, New York, New York). Notably, FINRA indefinitely suspended Riccardi’s broker registration because he did not pay compensatory damages to a client who sued him for sales […]

Securities Broker Mike Azad Involved In Investor Lawsuits Investor Alert! FINRA BrokerCheck shows troubling information regarding the sales practices of securities broker Masood “Mike” Husain Azad (CRD#: 4798445, League City, Texas). Particularly, four investors brought disputes about the broker’s sales practices. All four of those disputes came this year. In addition, FINRA expelled Azad in […]

Concorde Broker Joseph Michaletz Involved In Investor Disputes About Alternative Investments Including GPB Soreide Law Group is reviewing possible investor claims against securities broker Joseph Gerard Michaletz (CRD#: 1327534, Mankota, MN). Notably, nine clients have brought disputes or lawsuits in regard to the securities broker, who worked for firms Concorde Investment Services and DAI Securities. […]