Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
June 22, 2023
BRODY R BRAY Suspended and Sanctioned by FINRA

According to FINRA’s BrokerCheck, on June 14, 2023, BRODY R BRAY, was suspended by FINRA for six months, from 6/20/2023 to 12/19/2023, and sanctioned $10,000.00. Bray was formerly with AMERICAN PORTFOLIOS FINANCIAL SERVICE, INC. of  Atlanta, GA. Without admitting or denying FINRA’s findings, BRODY R BRAY consented to the sanctions and to the entry of […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved