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February 24, 2014
FINRA Fines and Suspends Maryland Broker for Becoming Executor and Sole Beneficiary to Customer's Will Without Disclosing Activity to Firm

The Soreide Law Group, (888) 760-6552, recently obtained the summation of information from FINRA’s website listed as “Disciplinary and Other FINRA Actions, February, 2014.” Shelby Lee Bowles (CRD #1982481, Registered Principal, Newburg, Maryland) has been fined $40,000 and suspended by FINRA for 10 months. Shelby Bowles consented to the sanctions and findings that he was […]

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