Christopher Warren Polimeni (Christopher W Polimeni, Chris Polimeni) is currently registered with WESTERN INTERNATIONAL SECURITIES, INC. of Irvine, California. Christopher W Polimeni is registered both as a broker and as an investment advisor with WESTEREN INTERNATIONAL SECURITIES since 8/21/2017. Before Western International, Polimeni was registered with FINANCIAL WEST GROUP of Irvine, California from 06/03/2002 - […]

JAMES BOOTH Barred From Securities Industry Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) barred LPL Financial LLC securities broker James Booth (CRD#: 1906145, Norwalk, Connecticut) for conversion. Evidently, Booth executed a Letter of Acceptance, Waiver and Consent (“AWC”) #: 2019062787101 on June 26, 2019, which FINRA accepted July 1, 2019. This AWC contains findings […]

Soreide Law Group, based in Florida, obtained the following information from FINRA’s website on Florida broker:  Jeffrey E. Krupnick (CRD #4307569, Sarasota, Florida)   An Office of Hearing Officers’ (OHO) decision became final in which Jeffrey E. Krupnick was barred from association with any FINRA member in all capacities. This FINRA sanction was based on […]