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March 24, 2016
Florida Broker, ALFRED P REEVES, Barred by FINRA for Alleged Conversion of Firm's Funds

The South Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, March 2016:” ALFRED P. REEVES III (CRD# 372836)Alternate Names: ALFRED P REEVES, ALFRED PIERREPONT REEVES was barred by FINRA and ordered to pay $28,704.93, plus prejudgment interest, in restitution to his former member firm. The SEC […]

January 19, 2015
Florida Broker Barred and Fined by FINRA for Alleged Conversion of Employer's Funds

The following summation of information from FINRA's Website under "Disciplinary and Other Actions, January, 2015," was obtained by the Florida-based Soreide Law Group (888) 760-6552 . Alfred Pierrepont Reeves III (CRD #372836, Hallandale, Florida) was barred by FINRA and ordered to pay $28,704.93, plus prejudgment interest, in restitution to his former employer. The NAC affirmed […]

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