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October 15, 2014
FINRA Files Complaint Against New York Broker

Soreide Law Group, (888) 760-6552, has obtained the following summation of information from FINRA’s website, under “Disciplinary and Other FINRA Actions, September, 2014.” Dean Sadrudin Mustaphalli (CRD #2792038, Commack, New York) has been named a respondent in a FINRA complaint. This complaint alleges that over a six-month period, Dean S. Mustaphalli formed and acted as […]

April 15, 2013
Texas Rep Barred by FINRA

Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, found the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, April, 2013.” Forrest Nolan Jackson (CRD #4222253, Registered Representative, Austin, Texas) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Jackson consented to […]

October 20, 2011
Clyde Benninghoff, Amelia Island, FL, Barred by FINRA

Clyde Allen Benninghoff (CRD #18463, Registered Principal, Amelia Island, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Benninghoff consented to the described sanction and to the entry of findings that he facilitated securities […]

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