AFinancial Industry Regulatory Authority (FINRA) arbitration panel awarded the client of CHRISTOPHER DUKE BENNETT (CRD#: 2510231), a broker with J.J.B. Hilliard, W.L. Lyons of Louisville, Kentucky, $445,000 in compensatory damages. The FINRA award was an additional $195,000 than what the client had sought in compensatory damages, but less than the final damage request for a […]

Soreide Law Group obtained the following information, which is available to the public, on FINRA’s website under, “Disciplinary and Other FINRA Actions, August 2017.” Mark Charles Koehler (CRD #2873947, Chadds Ford, Pennsylvania) was barred by FINRA for the alleged refusal to produce FINRA-requested information and documents after FINRA began an investigation following receipt of a […]