The Financial Industry Regulatory Authority (FINRA) barred BRAD MICHAEL JACOBSON (BRAD M JACOBSON), formerly with WELLS FARGO CLEARING SERVICES, LLC of Linwood, New Jersey on July 5, 2023. Jacobson was with Wells Fargo from 11/16/2011 - 04/25/2022. Without admitting or denying FINRA’s findings, Jacobson consented to the sanction and to the entry of findings that […]

The Florida-based Soreide Law Group obtained the following information from FINRA’s website on the following Florida broker/financial advisor under, “Disciplinary and Other FINRA Actions,” November, 2021: Athanasios Tomaras (CRD #2722538, Oldsmar, Florida) On September 7, 2021 an Acceptance, Waiver and Consent (AWC) was issued in which Athanasios Tomaras was fined $5,000 and suspended from association […]