The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2013.” David Scott Isolano (CRD #2504880, Registered Principal, Harrisburg, Pennsylvania) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Isolano consented to the described sanction and to the entry of findings that he […]

David Angelo Maltese (CRD #2562471, Registered Representative, Boca Raton, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity.   The article states that without admitting or denying the findings, Maltese consented to the described sanction and to the entry of […]