Soreide Law Group, based in Pompano Beach, Florida, obtained the following information from FINRA’s website under “Disciplinary and Other FINRA Actions October, 2017,” which is available to the public, regarding Florida broker:  Paul Vincent Blum (CRD #735003, Jupiter, Florida) Blum was was barred by FINRA for allegedly refusing to appear for FINRA on-the-record testimony during […]

Soreide Law Group, based in Florida, obtained the following information from FINRA’s website, which is available to the public, dated 8-18-17:  WILLIAM H MERRIAM IV (aka: WILL MERRIAM IV, WILLIAM H MERRIAM) CRD#: 5222110 The former Merrill Lynch broker, has been barred by FINRA for allegedly failing to appear for FINRA on-the-record testimony looking into […]