FINRA barred securities broker Joseph Edward O’Shea Jr. (also known as Joseph Edward Oshea Jr.) [CRD: 2805483, New York, New York], and investors complaint about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. O’Shea worked for National Securities Corporation from July 21, 2009, to July 21, 2022, Arete Wealth Management […]

FINRA barred securities broker Christopher James Christensen [CRD: 7680869, Issaquah, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Christopher Christensen worked for Airlink Markets LLC from October 18, 2023, to March 20, 2024. Investors are encouraged to review this article to learn more about Christopher Christensen’s regulatory history and disclosures. FINRA Sanctioned […]

FINRA sanctioned securities broker Nicholas Michael Armellino [CRD: 3189691, Jersey City, New Jersey], and investors complained about him, according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Armellino worked for GMS Group from May 10, 2007, to May 23, 2025. See below to learn more about the disclosures involving this […]

FINRA sanctioned securities broker James Elroy Burton Jr. [CRD: 5051310, Bakersfield, California], and investors complained about him, according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Burton worked for Farmers Financial Solutions LLC from July 27, 2007, to October 20, 2023. Read on to find out more about Burton’s disclosures […]

FINRA sanctioned securities broker George Ndifor Jing [CRD: 2835725, Rockville, Maryland], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jing worked for Transamerica Financial Advisors LLC from January 6, 2012, to August 11, 2025. Continue reading to learn more about the disclosures connected to Jing. FINRA Sanctioned Jing […]

FINRA barred securities broker Jason Mark Kurtz [CRD: 4958219, Denver, Colorado], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kurtz worked for U.S. Bancorp Investments Inc. from December 2, 2019, to November 4, 2022, Edward Jones from July 25, 2018, to December 3, 2019, and […]

FINRA sanctioned securities broker Ashlee Nicole Godfrey (also known as Ashlee Nicole Bramlett and Ashlee Nicole Sharp) [CRD: 5889108, Dalton, Georgia], and investors complained about her, based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Godfrey worked for Wells Fargo Clearing Services LLC from February 14, 2014, to October 14, 2021, and […]

FINRA barred securities broker Jeffrey Alan Arbeit [CRD: 6603428, Austin, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Jeffrey Arbeit worked for Farmers Financial Solutions LLC from March 11, 2016 to March 7, 2025. Read the following sections to find out more about the disclosures concerning Arbeit’s conduct and FINRA’s subsequent […]

FINRA barred securities broker Jennifer Lynn Nelson (also known as Jennifer Lynn Villers) [CRD: 7096757, Claremont, New Hampshire], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Nelson worked for Edward Jones from June 8, 2019 to June 13, 2024. Read the following sections to learn more about the disclosures concerning Jennifer […]