The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. William Cecil Babb III (CRD #1276193, Registered Representative, Cary, North Carolina) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. William Cecil Babb III (CRD #1276193, Registered Representative, Cary, North Carolina) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, […]