The Florida-based Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, October 2016.” Winston W. Turner (CRD #5965386, Tampa, Florida) was barred by FINRA for allegedly falsifying information relating to variable annuity transactions. FINRA’s findings stated that Turner misrepresented the source of funds in variable annuity application materials […]

Fort Lauderdale-based Soreide Law Group, phone (888) 760-6552, obtained the following summation of information from FINRA’s website, under “Disciplinary and Other FINRA Actions, May, 2014.” Khoi Danh Nguyen (CRD #4640647, Jacksonville, Florida) was barred By FINRA for allegedly conducting improper credit inquiries and falsifying automobile applications to an affiliated insurance company and corresponding consolidated insurance […]