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September 20, 2013
West Palm Beach Broker Barred by FINRA for Withdrawing Funds from Clients' Accounts and Forging Clients' Signatures

Soreide Law Group, (888) 760-6552, obtained the information below on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Randy Willis Hayes III (CRD #5361647, Registered Representative, West Palm Beach, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Hayes withdrew, or failed to […]

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