EDWARD MATTHES Cause You Investment Losses? Soreide Law Group is evaluating possible claims of misappropriation and other sales practice violations against Edward Matthes (CRD#: 2788055, Oconomowoc, Wisconsin). Namely, Matthes reports a shocking fifteen client disputes on FINRA BrokerCheck. Apparently, clients allegations suggest  Matthes misappropriated their investment funds and falsified account statements. Here is a summary […]

Florida-based Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions December 2015.” Louis Karl Kittlaus (CRD #602059, Naples, Florida) was assessed a deferred fine of $25,000, suspended by FINRA for two years, and ordered to requalify by examination before becoming registered again in any capacity in the securities […]

Dale Edward Para (CRD #1028917, North Oxford, Massachusetts) was barred by FINRA for allegedly intentionally providing false trading and account information to a client and the client’s father, who had power of attorney over the client’s account. FINRA's findings stated that Para misrepresented to the client and his father that he had executed hundreds of […]