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May 23, 2014
Massachusetts Broker Barred by FINRA for Misappropriation of Minor Children's Accounts of Which He Was Sole Guardian

The following information was listed on FINRA's website under “Disciplinary and Other FINRA Actions, May, 2014.” William Robert Hartnett (CRD #3159092, Weymouth, Massachusetts) was barred by FINRA. According to the FINRA report, Hartnett was appointed sole guardian of minor children and the trustee of their savings accounts. Harnett also controlled their checking accounts. According to […]

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