ATTENTION INVESTORS: Customer Fraud Claim Concerns CFD INVESTMENTS, BRETT BACON Brett Michael Bacon (CRD#: 6080375, Lenexa, Kansas) is presently a securities broker of CFD Investments, Inc. The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report for Bacon shows that CFD Investments customers complained about his activities. The matter, summarized below, raises allegations of the firm or […]

INVESTOR ALERT: FINRA Suspends HEATH BOWEN For Failing To Pay Arbitration Award The Financial Industry Regulatory Authority (“FINRA”) suspended Allegis Investment Services LLC president and general securities representative Heath Shayne Bowen (CRD#: 4824684, Idaho Falls, Idaho). FINRA claimed that Bowen did not comply with FINRA Arbitration #18-02355. In that matter, FINRA Arbitration Panel issued a […]

ATTENTION INVESTORS: Claims Against MUTUAL SECURITIES, JACOB KAGELE Jacob Ray Kagele (CRD#: 4606475, Tucson, Arizona) used to work for Mutual Securities Inc. from May 15, 2009 to November 7, 2017. Evidently, Kagele’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report shows that at least three customers of Kagele filed disputes concerning him. Mainly, customers claimed that […]

INVESTOR ALERT: Unsuitability Claim Against Raymond James Broker JORGE RODRIGUEZ Jorge Luis Rodriguez (CRD#: 1163742, Coral Cables, Florida) is a prior Raymond James financial consultant or broker who has apparently made problematic investment recommendations to customers concerning Puerto Rico securities. Namely, at least eleven customers brought disputes involving Rodriguez’s potentially unsuitable, unreasonable and unwarranted investment […]

ATTENTION INVESTORS: Claims Against UBS Broker ANITA BRENNAN Anita Maria Brennan (CRD#: 858500, San Juan, Puerto Rico) has been a UBS Financial Services Inc. general securities representative since April 18, 2000. Mainly, Brennan disclosed on her FINRA BrokerCheck Report that at least eight customers took aim at her sales practices. For example, here is a […]

ATTENTION INVESTORS! Claims Against UBS Financial Services Broker ANGEL CANABAL UBS Financial Services broker and supervisor Angel Manuel Canabal Sr. (CRD#: 2180310, Mayaguez, Puerto Rico), who has been registered with the firm since February 2, 1998, reported through Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that at least 84 of his customers at UBS Financial Services […]

Soreide Law Group Investigating The Parking REIT Soreide Law Group is evaluating possible claims against brokers or advisers for selling investors a risky investment, The Parking REIT, Inc. (Las Vegas, Nevada) - a publicly registered, non-listed real estate investment trust (REIT). Evidently, The Parking REIT, managed by MVP Realty Advisors, LLC, has declared in March […]

INVESTOR WARNING! Customer Complaints Brought Against Capital One Investing, Scott Allen Damico Scott Allen Damico (CRD#: 6065781, Irving, Texas) is a prior Capital One Investing, LLC financial advisor. Evidently, Damico worked at the firm’s Irving, Texas offices from January 2, 2015 to November 3, 2016. According to Damico’s Financial Industry Regulatory Authority (FINRA) BrokerCheck Report, […]

ATTENTION INVESTORS: Complaints Filed Against Mitchell Brian Walk Mitchell Brian Walk (CRD#: 3195375, Longwood, Florida) is presently a general securities representative of Kestra Investment Services, LLC. Walk, who has been employed with the firm since January 2, 2001, works out of the firm’s Longwood, Florida, Sarasota, Florida and St. Augustine, Florida offices. Notably, Walk disclosed […]