Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
April 16, 2012
Florida Broker Barred by FINRA for Conducting Business with Unregistered Person

The following information is from FINRA’s website under “Disciplinary Actions, March, 2012:"   Sergio M. Ripamonti (CRD #2786045, Registered Representative, Sunny Isles Beach, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ripamonti consented […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved