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October 23, 2013
Is Your Broker/Financial Advisor's Record Really As Clean As It Appears?

The Public Investors Arbitration Bar Association, also known as PIABA, studied arbitration cases in which the word "expungement" appeared. They found that since mid-May 2009 through the end of 2011 -- expungement relief was granted in nearly every instance: 96.9% of cases. PIABA found, for example, one broker who requested expungement 40 times, and arbitration […]

October 23, 2013
Is Your Broker/Financial Advisor's Record Really As Clean As It Appears?

The Public Investors Arbitration Bar Association, also known as PIABA, studied arbitration cases in which the word "expungement" appeared. They found that since mid-May 2009 through the end of 2011 -- expungement relief was granted in nearly every instance: 96.9% of cases. PIABA found, for example, one broker who requested expungement 40 times, and arbitration […]

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