GEORGE BUSSANICH 55, of Park Ridge, New Jersey, and his son, GEORGE BUSSANICH Jr., 34, of Upper Saddle River, New Jersey, have agreed to pay $5.5 million, which includes $4 million restitution to their approximately 30 victims. The pair allegedly scammed their investors through the sale of unregistered security notes, and then used investors' money […]

This summation of information was found on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2014.” Soreide Law Group (888) 760-6552. World Trade Financial Corporation (CRD #42638, San Diego, California), Jason Troy Adams (CRD #2137404, La Mesa, California), Frank Edward Brickell (CRD #3257725, Encinitas, California) and Rodney Preston Michel (CRD #1275392, San Diego, California). […]

This summation of information was found on FINRA's website under "Disciplinary and Other FINRA Actions, February, 2014." Carlo Wayne Corzine (CRD #1928723, Registered Principal, Boca Raton, Florida) was suspended by FINRA for 30 days. According to FINRA's investigation, Corzine sold more than 152 million unregistered shares of a thinly-traded OTC security for his clients, which […]

David Louis Bocchino (CRD #3168609, Registered Representative, Bradenton, Florida) was fined $7,500, which includes disgorgement of $2,850 in commissions, and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying the findings, Bocchino consented to the described sanctions and to the entry of findings that he became licensed […]