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September 20, 2024
SPENCER HUGGETT Fined and Suspended

On September 9, 2024, SPENCER HUGGETT (SPENCER REED HUGGETT) was fined $5,000.00 and suspended for two months (10/7/2024 - 12/6/2024) by FINRA.  Huggett is currently registered both as a broker and investment advisor with CETERA ADVISOR NETWORKS LLC, of Webster, South Dakota, since 2022.  He was previously registered with LPL FINANCIAL LLC, of Webster, South […]

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