Park Avenue Securities' Robert Wynn Involved In Investors' Suitability Disputes Investors have come forward to challenge the sales practices of securities broker Robert Charles Wynn (CRD#: 2458453, Glendale, California). The securities broker, who worked for securities firm Park Avenue Securities from 1999 to 2017, is involved in at least seven investor disputes. Notably, investors allege […]

Global Net Lease Inc. (NYSE: GNL) Losses? Global Net Lease Inc. (NYSE: GNL) Losses?   Soreide Law Group is investigating claims on behalf of investors who were sold Global Net Lease, Inc. (NYSE: GNL) from their broker. GNL – a Triple Net Lease real estate investment trust (REIT) –  is concentrated in the acquisition and […]

There will be a major revamping of suitability mandates effective July 9, 2012, that has some in the broker-dealer world worried about much broader obligations to oversee customer accounts and investment strategies, writes Dan Jamieson in an article from InvestmentNews.com, July 5, 2012. There will be a rule which requires brokers to perform reasonable diligence on products, understand those […]