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July 6, 2020
TERRENCE BONK Losses?

Broker Terrence Bonk Allegedly Caused Investor Losses Soreide Law Group is reviewing possible investor claims against securities broker Terrence Edward Bonk (CRD#: 1011846, Inter Grove Heights, Minnesota). Namely, the Financial Industry Regulatory Authority (“FINRA”) suspended the prior Feltl & Company securities broker until December 1, 2020 and issued him a $10,000 fine for borrowing money […]

February 23, 2017
Soreide Law Group Files FINRA Arbitration Against Former Dallas LPL Financial Broker, MARCOS YANEZ

Soreide Law Group is investigating claims on behalf of our client involving former LPL Financial and Edward Jones broker, MARCOS YANEZ (CRD#: 5353857). Mr. Yanez most recently worked at an LPL Financial office in Dallas, Texas. Mr. Yanez also maintained an outside electrician business. Upon information and belief, allegedly Mr. Yanez encouraged certain clients to […]

January 14, 2015
Broker Formerly with LPL Financial Suspended by FINRA for Allegedly Receiving Loans From Clients

Soreide Law Group obtained the following summation of information from FINRA's Website under "Disciplinary and Other Actions, December 2014." Robert Charles Mangold (CRD #1665614, Mt. Laurel NJ) was suspended by FINRA for 60 days for allegedly soliciting and receiving loans of $56,000 from two of his clients. According to FINRA, both of his member firms […]

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