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July 22, 2013
Two South Florida Brokers Barred by FINRA

On July 19, 2013, two South Florida brokers were barred by the Financial Industry Regulatory Agency (FINRA). In an article from the Sun Sentinel, Donna Gehrke-White writes that they were both accused of mishandling money. However, one case is on appeal and the sanctions don't take effect, pending the appeal. Alan Jay Davidofsky, Delray Beach, […]

April 3, 2012
FINRA and Broward Judge, Clamp Down on Broker's Alleged Efforts to Get Dogs' Inheritance

In a February 29, 2012, article from BrowardBulldog.org, Ann Henson Feltgen writes that a Broward County probate judge has nipped an alleged attempt to redirect a $3 million inheritance intended to care for four beloved show dogs following their owner’s death. Judge Mark Speiser threw out financial advisor Charles E. Bishop’s claim as inheritor of the estate […]

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