Soreide Law Group, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Steven Bruce Grunwerg (CRD #2670062, Registered Representative, East Windsor, New Jersey) barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Steven Grunwerg consented to the described sanction and […]

Soreide Law Group, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Steven Bruce Grunwerg (CRD #2670062, Registered Representative, East Windsor, New Jersey) barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Steven Grunwerg consented to the described sanction and […]

FINRA lists the following on their website under “Disciplinary and Other FINRA Actions, August, 2013.” Anthony David Brentin (CRD #5550765, Registered Principal, Longview, Washington) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Brentin consented to the described sanction and to the entry of findings that Brentin […]

FINRA lists the following on their website under “Disciplinary and Other FINRA Actions, August, 2013.” Anthony David Brentin (CRD #5550765, Registered Principal, Longview, Washington) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Brentin consented to the described sanction and to the entry of findings that Brentin […]

The following information appeared on FINRA’s website’s ‘Disciplinary Actions, August, 2013.” Joseph Anthony Carpenter Jr. (CRD #4998111, Registered Representative, Palm Harbor, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Carpenter consented to the described sanction and to the entry of findings that a customer gave […]

The following information appeared on FINRA’s website’s ‘Disciplinary Actions, August, 2013.” Joseph Anthony Carpenter Jr. (CRD #4998111, Registered Representative, Palm Harbor, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Carpenter consented to the described sanction and to the entry of findings that a customer gave […]

A former financial adviser from northern New Jersey, Hugh Hunsinger Jr., has admitted stealing more than $1.35 million from his parents' accounts to pay his own expenses writes NBC Philadelphia. Attorney General, John Hoffman, says the 49-year-old Hunsinger of Pine Brook pleaded guilty Tuesday, August 6th., 2013, to theft by unlawful taking. He is facing […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Carlos Francisco Otalvaro aka Francisco Hormillosa Otalvaro (CRD #2294420, Registered Principal, Coral Gables, Florida) was barred from association with any FINRA member in any capacity and ordered to […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” Kenneth Andrew Mauchin (CRD #2366345, Registered Principal, Sanford, Florida) was barred from association with any FINRA member in any capacity. FINRA’s Enforcement Department did not seek restitution because the member […]